Personal Profile Form

Please note that your information provided will be treated in the strictest of confidence, and we use industry accredited encryption software to keep your data safe. Once you have entered your data via our secure form, it is deleted from our website and stored securely on our internal CRM, which is also encrypted. By providing us with your accurate information, this allows us to ensure that any advice provided to you is tailored to you and your financial goals.

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1You & Your Family

2Your Cash Flow & Balance Sheet

3Your Insurances & Estate Planning

4Your Risk Profile

Your Personal Details

Let's start with your details to give us a snapshot of who you are and your what you're looking to achieve by seeking financial advice.

Your Name*

First Last

Your Email*

Your Phone Number

Why are you seeking financial advice?*

Investment advice

Global wealth management

Repatriation to Australia

Relocation planning

Retirement planning

Superannuation

Savings

Tax residency

Tax planning

Estate planning

Personal insurance

Business insurance

Property advice

Mortgage advice

Other areas

Are there any areas that you do not current require financial advice?

Are there any areas that you do not wish to receive financial advice on? If you're not sure, please feel free to leave this section blank.

Tell us about your financial goals, needs and objectives in your own words*

This information can include time frames to achieve the goals, the approximate dollar value, how important the goal is and whether you would like advice on this goal.

Your Personal Information

Tell us about about you and your family in the fields below.

Your Date of Birth*

DD slash MM slash YYYY

Your Marital Status*

Your Partner's Name*

First Last

Your Partner's Date of Birth*

DD slash MM slash YYYY

Your Partner's Email*

Your Partner's Phone Number

Your Address*

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Your Citizenship*

Your Country of Residence*

Your Tax Identification Number

Please upload a copy of your identification (e.g. Driver's License, Passport, Residency Pass)

Drop files here or

Max. file size: 100 MB.

Do you have any children / financial dependants?*

Yes

Please provide details of your children / financial dependants (Name, Date of Birth, Gender)*

Are you currently an expat or about to become one?*

How long have you been an expat?*

How long do you intend to remain an expat?*

Do you intend to move to Australia?*

Yes

Your Employment Details

Tell us about your current employment and income.

Your current employment / business status*

Your position title*

Your employer / business name*

Your partner's employment or business status*

Your partner's position title*

Your partner's employer / business name*

Do you foresee any changes to your household income within the next 2 - 5 years?*

Please tell us about the expected changes to your household income*

Your Income Details

Please tell us about your current income including the currency and any bonus income you receive.

Currency*

Your Gross Annual Income*

Your Annual Bonus Income (if applicable)

Your Partner's Currency*

Your Partner's Gross Annual Income*

Your Partner's Annual Bonus Income (if applicable)*

Other Annual Household Income (if applicable)

If you have a side-hustle, or other regular business income, you can include this here.

Your Expenses

Please tell us about your regular expenses below.

Your estimated monthly living expenses*

Do you have any planned major expenses coming up (e.g. car, holiday, children's education, wedding, debt repayment, home improvements or other)?

If yes, please include details such as currency, the amount required, expected date and any other relevant details.

What amount of cash do you have available in the event of emergencies or unforeseen expenses?*

As a general rule of thumb, 3 - 6 months of living expenses in your emergency fund can be wise.

Are you expecting any future lump sum or inheritance to be received?

Your Balance Sheet

Please tell us about what you currently own (your assets), and what you currency owe (your liabilities) with the fields below.

Do you have any cash in the bank?*

Yes

Cash at bank information*

Institution

Ownership (Self/Joint/Company)

Currency

Current value (approx)

Do you have any shares, ETFs, or managed funds?*

Yes

Are any of the investments listed above from borrowed funds?*

Yes

This could be using your home loan or a margin loan for example.

Shares and managed funds information*

Name

Owner (Self/Joint)

Purchase Date

Currency

Cost

Value

Do you own any properties (investment or your main residence)?*

Yes

Property information*

Address

Owner (Self/Joint)

Ex-PPR (Y/N)

Purchase Date

Currency

Cost

Value

Annual Rent

Note: Ex-PPR refers to Principal Place of Residence. i.e. did you live in this property previously?

Do you have superannuation or other pension funds?*

Yes

Superannuation / pension fund information*

Provider

Ownership

Currency

Current value

Please upload your most recent superannuation / pension fund statement.

Drop files here or

Max. file size: 100 MB.

This allows our team to review the details of your superannuation and/or pension funds to identify areas for improvement for you.

Have any non-concessional or concessional contributions to your superannuation been made in the last 3 years?

Yes

What is the amount of concessional or non-concessional contributions made in the last 3 years?

Do you have any existing liabilities (e.g. mortgage, car loan, personal loan, HECS / HELP debts or other)?*

Yes

Please tell us further information amount your liabilities in the table below*

Type

Currency

Amount owing

Lender

Borrower

Repayment

Int Rate (%)

Environmental, Social & Ethical Considerations

Please outline below if you would prefer to actively support or avoid any key sectors with your investments or retirement savings.

Are environmental, social or ethical considerations important to you when selecting investments and strategies?*

Yes

Please outline which areas you would like to actively support or actively avoid with your investments?

Your Insurances

Please tell us more about your personal insurances that you have in place for you and your family.

Do you currently have health insurance in place for you and/or your family?*

Yes, all are covered

Yes, I have cover for myself but not my family

Do you have other personal insurances in place (e.g. life, disability, trauma and income protection)?*

Yes

Please provide information about your current personal insurances*

Type

Insurer

Coverage

Owner

Life Insured

Annual Premium

FilePlease upload your most recent insurance policy statements

Drop files here or

Max. file size: 100 MB.

Your Estate Planning

Please tell us a bit about the estate planning documents you have in place for yourself and your family.

Do you have a Will in place?

Yes

Do you have a Power of Attorney in place?

Yes

Unsure

Do you have Temporary and/or Permanent Guardianship nominations in place?

Yes

Unsure

Your Risk Profile

Please answer the questions below to allow us to explore your risk appetite and overall tolerance. If you're unsure of some of the questions, please just answer to the best of your ability, and we will discuss these on our next call.

1. As a risk taker, how would your best friend describe you?**

A real gambler

Willing to take risks after completing the research

Cautious

A real risk avoider

2. You have been given $2,000. You can only invest it two ways; you are asked to choose between*

A sure gain of $1,000

A 50% chance to gain $2,000 and a 50% chance to gain nothing

3. If you unexpectedly received $40,000 to invest, what would you do?*

Deposit it in a bank account

Invest it in safe non-bank high-quality interest earning investments

Invest it in shares or share trusts

4. In terms of experience, how comfortable are you investing in shares or share trusts?*

Not at all comfortable

Somewhat comfortable

Very comfortable

5. Your trusted friend and neighbour, an experienced geologist, is putting together a group of investors to fund an exploratory gold mining venture. The venture could pay back 50 to 100 times the investment if successful. If the mine is a bust, the entire investment is worthless. Your friend estimates the chance of success is only 20%. If you had the money, how much would you invest?*

Nothing

One month's salary

Three months' salary

Six months' salary

6. When you think of the word “risk”, which of the following words comes to mind first?*

Loss

Uncertainty

Opportunity

Thrill

7. Some experts are predicting prices of assets such as gold, jewels, collectibles, and real estate (hard assets) to increase in value. Government bond prices may fall. However, experts tend to agree that government bonds are relatively safe. Most of your investment assets are now in high interest government bonds. What would you do?*

Hold the bonds

Sell the bonds, put half the proceeds into money market accounts, and the other half into hard assets

Sell the bonds and put the total proceeds into hard assets

Sell the bonds, put all the money into hard assets, and borrow additional money to buy more

8. Given the best and worst case returns of the four investment choices below, which would you prefer?*

$500 gain best case; $0 gain/loss worst case

$1,500 gain best case; $500 loss worst case

$5,000 gain best case; $2,000 loss worst case

$10,000 gain best case; $5,000 loss worst case

9. You have been given $4,000. You can only invest it two ways; if asked to choose which one would you choose?*

A sure loss of $1,000

A 50% chance to lose $2,000 and a 50% chance to lose nothing

10. Suppose a relative left you an inheritance of $200,000, stipulating in the will that you invest ALL the money in ONE of the following choices. Which one would you select?*

A bank savings account

A unit trust that owns shares and bonds

A portfolio of 15 common shares

Commodities like gold, silver, and oil

11. If you had to invest $40,000, which of the following investment choices would you find most appealing?*

60% in low-risk investments, 30% in medium-risk investments, 10% in high-risk investments

30% in low-risk investments, 40% in medium-risk investments, 30% in high-risk investments

10% in low-risk investments, 40% in medium-risk investments, 50% in high-risk investments

12. You are on a TV game show and can choose one of the following. Which would you take?*

$1,000 in cash

A 50% chance in winning $10,000

A 25% chance at winning $20,000

A 5% chance at winning $200,000

13. You have just finished saving for an “once-in-a-lifetime” vacation. Three weeks before you plan to leave, you lose your job. You would:*

Cancel the vacation

Take a much more modest vacation

Go as scheduled, reasoning that you need the time to prepare for a job search

Extend your vacation, because this might be your last chance to go first-class

Declarations

Ensuring that we have your accurate personal and financial information

Consent*

I consent to the below.

By providing my/our consent, I/we declare the following:

I/We understand that this information will be relied on to prepare recommendations regarding our financial position, and certify that the information contained in this document (including any annexure) is true and correct;
I/We understand that where relevant information has NOT been provided, any recommendations made may not be appropriate for my/our needs;
I/We understand that the adviser is not to be held responsible for the advice to the extent advice may be based on incomplete or inaccurate information;
I/We have been made aware of Sentry’s Privacy Policy and consent to the process of collection, storage, verification, use and disclosure of my/our personal information outlined in that Policy;
I/We have been provided with a Financial Services Guide Part One Version 11.0 dated November 2018 and Part Two Version 7.1 dated 17 August 2020 before the advisory services were provided.

Tax File Number

By completing and signing this declaration, I/we are authorising Sentry, to hold my/our Tax File Number(s) (TFN) in a secure location, and use it for the purposes/documents relating to any financial product and strategy recommendations, in accordance with the legislative requirements including:

Matters for superannuation investment purposes as required by the Superannuation Laws; such as inclusion on Application forms.
Matters for non-superannuation investment purposes as required by the Taxation Laws; such as inclusion on Application forms.
That I/we have been informed of the legal basis for collection and are aware that declining to provide a TFN is not an offence, however if your TFN is not provided to a financial product provider higher rates of tax may apply, or not accepted if the TFN is compulsory. (i.e. superannuation member contributions etc).
That the manner of obtaining the TFN was not intrusive.
My/our TFN will only be disclosed to Fund Managers and Life Insurance Companies as relevant.

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